Ibn Rushd (Averroes) (1126—1198)

ibn RushdAbu al-Walid Muhammad ibn Ahmad ibn Rushd, better known in the Latin West as Averroes, lived during a unique period in Western intellectual history, in which interest in philosophy and theology was waning in the Muslim world and just beginning to flourish in Latin Christendom. Just fifteen years before his birth, the great critic of Islamic philosophy, al-Ghazzali (1058-1111), had died after striking a blow against Muslim Neoplatonic philosophy, particularly against the work of the philosopher Ibn Sina (Avicenna). From such bleak circumstances emerged the Spanish-Muslim philosophers, of which the jurist and physician Ibn Rushd came to be regarded as the final and most influential Muslim philosopher, especially to those who inherited the tradition of Muslim philosophy in the West.

His influential commentaries and unique interpretations on Aristotle revived Western scholarly interest in ancient Greek philosophy, whose works for the most part had been neglected since the sixth century. He critically examined the alleged tension between philosophy and religion in the Decisive Treatise, and he challenged the anti-philosophical sentiments within the Sunni tradition sparked by al-Ghazzali. This critique ignited a similar re-examination within the Christian tradition, influencing a line of scholars who would come to be identified as the "Averroists."

Ibn Rushd contended that the claim of many Muslim theologians that philosophers were outside the fold of Islam had no base in scripture. His novel exegesis of seminal Quranic verses made the case for three valid "paths" of arriving at religious truths, and that philosophy was one if not the best of them, therefore its study should not be prohibited. He also challenged Asharite, Mutazilite, Sufi, and "literalist" conceptions of God's attributes and actions, noting the philosophical issues that arise out of their notions of occasionalism, divine speech, and explanations of the origin of the world. Ibn Rushd strived to demonstrate that without engaging religion critically and philosophically, deeper meanings of the tradition can be lost, ultimately leading to deviant and incorrect understandings of the divine.

This article provides an overview of Ibn Rushd's contributions to philosophy, emphasizing his commentaries, his original works in Islamic philosophy, and his lasting influence on medieval thought and the Western philosophical tradition.

Table of Contents
Biography
Note on Commentaries
Philosophy and Religion
Existence and Attributes of God
Origin of the World
Metaphysics
Psychology
Conclusion
References and Further Reading a. Primary Sources
b. Secondary Sources

1. Biography
Ibn Rushd was born in Cordova, Spain, to a family with a long and well-respected tradition of legal and public service. His grandfather, the influential Abdul-Walid Muhammad (d. 1126), was the chief judge of Cordova, under the Almoravid dynasty, establishing himself as a specialist in legal methodology and in the teachings of the various legal schools. Ibn Rushd's father, Abdul-Qasim Ahmad, although not as venerated as his grandfather, held the same position until the Almoravids were ousted by the Almohad dynasty in 1146.

Ibn Rushd's education followed a traditional path, beginning with studies in hadith, linguistics, jurisprudence and scholastic theology. The earliest biographers and Muslim chroniclers speak little about his education in science and philosophy, where most interest from Western scholarship in him lies, but note his propensity towards the law and his life as a jurist. It is generally believed that Ibn Rushd was influenced by the philosophy of Ibn Bajjah (Avempace), and perhaps was once tutored by him. His medical education was directed under Abu Jafar ibn Harun of Trujillo. His aptitude for medicine was noted by his contemporaries and can be seen in his major enduring work Kitab al-Kulyat fi al-Tibb (Generalities) This book, together with Kitab al-Taisir fi al-Mudawat wa al-Tadbir (Particularities) written by Abu Marwan Ibn Zuhr, became the main medical textbooks for physicians in the Jewish, Christian and Muslim worlds for centuries to come.

Ibn Rushd traveled to Marrakesh and came under the patronage of the caliph 'Abd al-Mu'min, likely involved in educational reform for the dynasty. The Almohads, like the Almoravids they had supplanted, were a Northwest African Kharijite-influenced Berber reform movement. Founded in the theology of Ibn Tumart (1078-1139), who emphasized divine unity and the idea of divine promise and threat, he believed that a positive system of law could co-exist with a rational and practical theology. This led to the concept that law needed to be primarily based on revelation instead of the traditions of the jurists. Ibn Talmart's theology affirmed that the existence and essence of God could be established through reason alone, and used that to posit an ethical legal theory that depended on a divine transcendence.

Ibn Rushd's relationship with the Almohad was not merely opportunistic, (considering the support his father and grandfather had given to the Almoravids) for it influenced his work significantly; notably his ability to unite philosophy and religion. Sometime between 1159 and 1169, during one of his periods of residence in Marrakesh, Ibn Rushd befriended Ibn Tufayl (Abubacer), a philosopher who was the official physician and counselor to Caliph Abu Yaqub Yusuf, son of 'Abd al-Mu'min. It was Ibn Tufayl who introduced Ibn Rushd to the ruler. The prince was impressed by the young philosopher and employed him first as chief judge and later as chief physician. Ibn Rushd's legacy as the commentator of Aristotle was also due to Abu Yaqub Yusuf. Although well-versed in ancient philosophy, the prince complained about the challenge posed by the Greek philosopher's texts and commissioned Ibn Rushd to write a series of commentaries on them.

Through most of Ibn Rushd's service, the Almohads grew more liberal, leading eventually to their formal rejection of Ibn Talmart's theology and adoption of Malikite law in 1229. Despite this tendency, public pressure against perceived liberalizing tendencies in the government led to the formal rejection of Ibn Rushd and his writings in 1195. He was exiled to Lucena, a largely Jewish village outside of Cordoba, his writings were banned and his books burned. This period of disgrace did not last long, however, and Ibn Rushd returned to Cordoba two years later, but died the following year. Doubts about Ibn Rushd's orthodoxy persisted, but as Islamic interest in his philosophy waned, his writings found new audiences in the Christian and Jewish worlds.

2. Note on Commentaries
While this article focuses on Ibn Rushd's own philosophical writings, a word about the significant number of commentaries he wrote is important. Ibn Rushd wrote on many subjects, including law and medicine. In law he outshone all his predecessors, writing on legal methodology, legal pronouncements, sacrifices and land taxes. He discussed topics as diverse as cleanliness, marriage, jihad and the government's role with non-Muslims. As for medicine, in addition to his medical encyclopedia mentioned above, Ibn Rushd wrote a commentary on Avicenna's medical work and a number of summaries on the works of Galen. Besides his own philosophical and theological work, Ibn Rushd wrote extensive commentaries on the texts of a wide range of thinkers. These commentaries provide interesting insights into how Ibn Rushd arrived at certain positions and how much he was authentically Aristotelian. Commissioned to explain Aristotle Ibn Rushd spent three decades producing multiple commentaries on all of Aristotle's works, save his Politics, covering every subject from aesthetics and ethics to logic and zoology. He also wrote about Plato's Republic, Alexander's De Intellectu, the Metaphysics of Nicolaus of Damascus, the Isagoge of Porphyry, and the Almajest of Ptolemy. Ibn Rushd would often write more than one commentary on Aristotle's texts; for many he wrote a short or paraphrase version, a middle version and a long version. Each expanded his examination of the originals and their interpretations by other commentators, such as Alexander of Aphrodisias, Themistius and Ibn Bajjah, The various versions were meant for readers with different levels of understanding.

Ibn Rushd's desire was to shed the prevalent Neoplatonic interpretations of Aristotle, and get back to what the Greek thinker originally had intended to communicate. Of course, Ibn Rushd did not shy away from inserting his own thoughts into his commentaries, and his short paraphrase commentaries were often flexible interpretations. At times, in an effort to explain complex ideas in Aristotle, Ibn Rushd would rationalize the philosopher in directions that would not seem authentic to contemporary interpreters of Aristotle. Nevertheless, Ibn Rushd's commentaries came to renew Western intellectual interest in Aristotle, whose works had been largely ignored or lost since the sixth century.

3. Philosophy and Religion
Until the eighth century, and the rise of the Mutazilite theology, Greek philosophy was viewed with suspicion. Despite the political support given to philosophy because of the Mutazilites and the early philosophers, a strong anti-philosophical movement rose through theological schools like the Hanbalites and the Asharites. These groups, particular the latter, gained public and political influence throughout the tenth and eleventh century Islamic world. These appealed to more conservative elements within society, to those who disliked what appeared to be non-Muslim influences. Ibn Rushd, who served a political dynasty that had come into power under a banner of orthodox reform while privately encouraging the study of philosophy, was likely sensitive to the increasing tensions that eventually led to his banishment. Though written before his exile his Decisive Treatise provides an apologetic for those theologians who charged philosophers with unbelief.

Ibn Rushd begins with the contention that Law commands the study of philosophy. Many Quranic verses, such as "Reflect, you have a vision" (59.2) and "they give thought to the creation of heaven and earth" (3:191), command human intellectual reflection upon God and his creation. This is best done by demonstration, drawing inferences from accepted premises, which is what both lawyers and philosophers do. Since, therefore, such obligation exists in religion, then a person who has the capacity of "natural intelligence" and "religious integrity" must begin to study philosophy. If someone else has examined these subjects in the past, the believer should build upon their work, even if they did not share the same religion. For, just as in any subject of study, the creation of knowledge is built successively from one scholar to the next. This does not mean that the ancients' teachings should be accepted uncritically, but if what is found within their teachings is true, then it should not be rejected because of religion. (Ibn Rushd illustrated this point by citing that when a sacrifice is performed with the prescribed instrument, it does not matter if the owner of the instrument shares the same religion as the one performing the sacrifice.)

The philosopher, when following the proper order of education, should not be harmed by his studies, hence it is wrong to forbid the study of philosophy. Any harm that may occur is accidental, like that of the side effects of medicine, or from choking on water when thirsty. If serious harm comes from philosophical study, Ibn Rushd suggests that this is because the student was dominated by their passions, had a bad teacher or suffered some natural deficiency. Ibn Rushd illustrates this by quoting a saying of the Prophet Muhammad, when asked by a man about his brother's diarrhea. The Prophet suggested that the brother should drink honey. When the man returned to say that his brother's diarrhea had worsened, the Prophet replied, "Allah has said the truth, but your brother's abdomen has told a lie" (Bukhari 7.71.588).

Not all people are able to find truth through philosophy, which is why the Law speaks of three ways for humans to discover truth and interpret scripture: the demonstrative, the dialectical and the rhetorical. These, for Ibn Rushd, divide humanity into philosophers, theologians and the common masses. The simple truth is that Islam is the best of all religions, in that, consistent with the goal of Aristotelian ethics, it produces the most happiness, which is comprised of the knowledge of God. As such, one way is appointed to every person, consistent with their natural disposition, so that they can acquire this truth.

For Ibn Rushd, demonstrative truth cannot conflict with scripture (i.e. Qur'an), since Islam is ultimate truth and the nature of philosophy is the search for truth. If scripture does conflict with demonstrative truth, such conflict must be only apparent. If philosophy and scripture disagree on the existence of any particular being, scripture should be interpreted allegorically. Ibn Rushd contends that allegorical interpretation of scripture is common among the lawyers, theologians and the philosophers, and has been long accepted by all Muslims; Muslims only disagree on the extent and propriety of its use. God has given various meanings and interpretations, both apparent and hidden, to numerous scriptures so as to inspire study and to suit diverse intelligences. The early Muslim community, according to Ibn Rushd, affirmed that scripture had both an apparent meaning and an inner meaning. If the Muslim community has come to a consensus regarding the meaning of any particular passage, whether allegorical or apparent, no one can contradict that interpretation. If there is no consensus about a particular passage, then its meaning is free for interpretation. The problem is that, with the international diversity and long history of Islam, it is all but impossible to establish a consensus on most verses. For no one can be sure to have gathered all the opinions of all scholars from all times. With this in mind, according to Ibn Rushd, scholars like al-Ghazzali should not charge philosophers with unbelief over their doctrines of the eternity of the universe, the denial of God's knowledge of particulars, or denial of bodily resurrection. Since the early Muslims accepted the existence of apparent and allegorical meanings of texts, and since there is no consensus on these doctrines, such a charge can only be tentative. Philosophers have been divinely endowed with unique methods of learning, acquiring their beliefs through demonstrative arguments and securing them with allegorical interpretation.

Therefore, the theologians and philosophers are not so greatly different, that either should label the other as irreligious. And, like the philosophers, the theologians interpret certain texts allegorically, and such interpretations should not be infallible. For instance, he contends that even the apparent meaning of scripture fails to support the theologian's doctrine of creation ex nihilo. He highlights texts like 11:7, 41:11 and 65:48, which imply that objects such as a throne, water and smoke pre-existed the formation of the world and that something will exist after the End of Days.

A teacher, then, must communicate the interpretation of scripture proper for his respective audiences. To the masses, Ibn Rushd cautions, a teacher must teach the apparent meaning of all texts. Higher categories of interpretations should only be taught to those who are qualified through education. To teach the masses a dialectical or demonstrative interpretation, as Ibn Rushd contends Ghazzali did in his Incoherence, is to hurt the faith of the believers. The same applies to teaching a theologian philosophical interpretations.

4. Existence and Attributes of God
Ibn Rushd, shortly after writing his Decisive Treatise, wrote a treatise on the doctrine of God known as Al-Kashf 'an Manahij al-Adilla fi 'Aqaid al-Milla (the Exposition of the Methods of Proof Concerning the Beliefs of the Community). His goal was to examine the religious doctrines that are held by the public and determine if any of the many doctrines expounded by the different sects were the intention of the "lawgiver." In particular he identifies four key sects as the targets of his polemic, the Asharites, Mutazilites, the Sufis and the "literalists," claiming that they all have distorted the scriptures and developed innovative doctrines not compatible with Islam. Ibn Rushd's polemic, then, becomes a clear expression of his doctrine on God. He begins with examining the arguments for the existence of God given by the different sects, dismissing each one as erroneous and harmful to the public. Ibn Rushd contends that there are only two arguments worthy of adherence, both of which are found in the "Precious Book;" for example, surahs 25:61, 78:6-16 and 80:24-33. The first is the argument of "providence," in which one can observe that everything in the universe serves the purpose of humanity. Ibn Rushd speaks of the sun, the moon, the earth and the weather as examples of how the universe is conditioned for humans. If the universe is, then, so finely-tuned, then it bespeaks of a fine tuner – God. The second is the argument of "invention," stemming from the observation that everything in the world appears to have been invented. Plants and animals have a construction that appears to have been designed; as such a designer must have been involved, and that is God.

From establishing the existence of God, Ibn Rushd turns to explaining the nature and attributes of God. Beginning with the doctrine of divine unity, Ibn Rushd challenges the Asharite argument that there cannot, by definition, be two gods for any disagreement between them would entail that one or both cannot be God. This, of course, means that, in the case of two gods, at least one's will would be thwarted in some fashion at some time by the other; and such an event would mean that they are not omnipotent, which is a essential trait of deity. Ibn Rushd's critique turns the apologetic on its head, contending that if there were two gods, there is an equal possibility of both gods working together, which would mean that both of their wills were fulfilled. Furthermore, Ibn Rushd adds, even disagreement would not thwart divine will, for alternatives could occur giving each god its desire. Such arguments lead to absurdity and are not fit for the masses. The simple fact is that reason affirms divine unity, which, by definition, is a confession of God's existence and the denial of any other deity.

Ibn Rushd maintains, as did most of his theologian contemporaries that there are seven divine attributes, analogous to the human attributes. These attributes are: knowledge, life, power, will, hearing, vision and speech. For the philosopher, the attribute of knowledge occupied much space in his writing on the attributes of God. He contends, especially in his Epistle Dedicatory and his Decisive Treatise that divine knowledge is analogous to human knowledge only in name, human knowledge is the product of effect and divine knowledge is a product of cause. God, being the cause of the universe, has knowledge based on being its cause; while humans have knowledge based on the effects of such causes.

The implication of this distinction is important, since Ibn Rushd believes that philosophers who deny God's knowledge of particulars are in error. God knows particulars because he is the cause of such things. But this raises an important question: does God's knowledge change with knowledge of particulars? That is, when events or existents move from non-existence to existence, does God's knowledge change with this motion? Change in divine knowledge would imply divine change, and for medieval thinkers it was absurd to think that God was not immutable.

Ghazzali answered this dilemma by saying that God's knowledge does not change, only his relationship with the object. Just like a person sitting with a glass of water on their left side does not fundamentally change when that same glass is moved to their right side. Ibn Rushd felt that Ghazzali's answer did not solve the dilemma, stating that a change in relationship is still change. For Ibn Rushd, then, the solution came in his contention that divine knowledge is rooted in God being the eternal Prime Mover—meaning that God eternally knows every action that will be caused by him. God, therefore, does not know that event when it occurs, as humans would, because he has always known it.

As for the other traits, Ibn Rushd next turns to the attribute of life, simply stating that life necessarily flows from the attribute of knowledge, as evidenced in the world around us. Divine will and power are defined as essential characteristics of God, characteristics that define God as God. This is because the existence of any created being implies the existence of an agent that willed its existence and had the power to do so. (The implication of this, Ibn Rushd notes, is that the Asharite concept that God had eternally willed the existence of the world, but created it at some particular point in time, is illogical.)

In regards to divine speech, Ibn Rushd is aware of the great theological debate in Islam about whether the Qur'an, the embodiment of God's speech, is temporally created or eternal. Ibn Rushd contends that the attribute of divine speech is affirmed because it necessarily flows from the attributes of knowledge and power, and speech is nothing more than these. Divine speech, Ibn Rushd notes, is expressed through intermediaries, whether the work of the angels or the revelations given to the prophets. As such, "the Qur'an…is eternal but the words denoting it are created by God Almighty, not by men." The Qur'an, therefore, differs from words found elsewhere, in that the words of the Qur'an are directly created by God, while human words are our own work given by God's permission.

Ibn Rushd concludes by discussing divine hearing and vision, and notes that scripture relates these attributes to God in the sense that he perceives things in existing things that are not apprehended by the intellect. An artisan would know everything in an artifact he had created, and two means of this knowledge would be sight and sound. God, being God, would apprehend all things in creation through all modes of apprehension, and as such would have vision and hearing.

5. Origin of the World
Turning from the attributes of God to the actions of God, where he delineates his view of creation, Ibn Rushd in his Tahafut al-Tahafut clearly deals with the charge against the philosopher's doctrine on the eternity of the physical universe in his polemic against al-Ghazzali. Ghazzali perceived that the philosophers had misunderstood the relationship between God and the world, especially since the Qur'an is clear on divine creation. Ghazzali, sustaining the Asharite emphasis on divine power, questioned why God, being the ultimate agent, could not simply create the world ex nihilo and then destroy it in some future point in time? Why did there need to be some obstacle to explain a delay in God's creative action? In response to this, Ghazzali offered a number of lengthy proofs to challenge the philosopher's assertions.

Ibn Rushd, who often labeled Ghazzali's arguments dialectical, sophistical or feeble, merely replied that the eternal works differently than the temporal. As humans, we can willfully decide to perform some action and then wait a period of time before completing it. For God, on the other hand, there can be no gap between decision and action; for what differentiates one time from another in God's mind? Also, what physical limits can restrict God from acting? Ibn Rushd, in the first discussion, writes about how Ghazzali confused the definition of eternal and human will, making them univocal. For humans, the will is the faculty to choose between two options, and it is desire that compels the will to choose. For God, however, this definition of will is meaningless. God cannot have desire because that would entail change within the eternal when the object of desire was fulfilled. Furthermore, the creation of the world is not simply the choice between two equal alternatives, but a choice of existence or non-existence. Finally, if all the conditions for action were fulfilled, there would not be any reason for God not to act. God, therefore, being omniscient and omnipotent would have known from the eternal past what he had planned to create, and without limit to his power, there would no condition to stop the creation from occurring.

Ghazzali's argument follows the typical Asharite kalam cosmological argument, in that he argues the scientific evidence for the temporal origin of the world, and reasons from that to the existence of a creator. Ghazzali's first proof contends that the idea of the infinite number of planetary revolutions as an assumption of the eternity of the world is erroneous since one can determine their revolution rates and how much they differ when compared one to another. Ibn Rushd weakly maintains that the concept of numbered planetary revolutions and their division does not apply to eternal beings. To say that the eternal can be divided is absurd since there can be no degrees to the infinite. Oliver Leaman explains how Ibn Rushd accepted accidental but not essential infinite series of existents. There can be an infinite chain of human sexual generation, but those beings that are essentially infinite have neither beginning nor end and thus cannot be divided.

In his Decisive Treatise Ibn Rushd summarily reduces the argument between the Asharite theologians and the ancient philosophers to one of semantics. Both groups agree that there are three classes of being, two extremes and one intermediate being. They agree about the name of the extremes, but disagree about the intermediate class. One extreme is those beings that are brought into existence by something (matter), from something other than itself (efficient cause) and originate in time. The second, and opposite, class is that which is composed of nothing, caused by nothing and whose existence is eternal; this class of being is demonstratively known as God. The third class, is that which is comprised of anything or is not preceded by time, but is brought into existence by an agent; this is what is known as the world. Theologians affirm that time did not exist before the existence of the world, since time is related to the motion of physical bodies. They also affirm that the world exists infinitely into the future. As such, since the philosophers accept these two contentions, the two groups only disagree on the existence of the world in the eternal past.

Since the third class relates to both the first and second classes, the dispute between the philosophers and the theologians is merely how close the third class is to one of the other two classes. If closer to the first class, it would resemble originated beings; if closer to the second class, it would resemble more the eternal being. For Ibn Rushd, the world can neither be labeled pre-eternal nor originated, since the former would imply that the world is uncaused and the latter would imply that the world is perishable.

Ibn Rushd finds pre-existing material forms in Quranic texts such as 11:9, where he maintains that one finds a throne and water pre-existing the current forms of the universe; he contends that the theologians' interpretation of such passages are arbitrary. This is because nowhere in the Qur'an is the idea of God existing as pure being before the creation of the world to be found.

The debate for Ibn Rushd and Ghazzali centers, ultimately, upon the idea of causation. Ghazzali, the dedicated Asharite, wants to support the position that God is the ultimate cause of all actions; that no being in the universe is the autonomous cause of anything. For instance, a spark put on a piece of wood does not cause fire; rather God causes the fire and has allowed the occasion of spark and wood to be the method by which he creates fire. God, if he so desired, could simply will fire not to occur when a spark and wood meet. For Ghazzali, this is the explanation of the occurrence of miracles: divine creative actions that suspend laws habitually accepted by humans. Ghazzali, in his Tahafut, speaks of the decapitated man continuing to live because God willed it so.

Ibn Rushd, the consummate Aristotelian, maintains in his Tahafut Aristotle's contention that a full explanation of any event or existence needs to involve a discussion of the material, formal, efficient and final cause. Ibn Rushd, then, insists that Ghazzali's view would be counter-productive to scientific knowledge and contrary to common-sense. The universe, according to the human mind, works along certain causal principles and the beings existing within the universe contain particular natures that define their existence; if these natures, principles and characteristics were not definitive, then this would lead to nihilism (i.e. the atheistic materialists found in the Greek and Arab worlds). As for the idea of cause and effect being a product of habitual observation, Ibn Rushd asks if such observations are a product of God's habit or our own observations. It cannot, he asserts, be the former, since the Qur'an speaks of God's actions as unalterable. If the latter, the idea of habit applies only to animate beings, for the habitual actions of inanimate objects are tantamount to physical laws of motion.

6. Metaphysics
Metaphysics, for Ibn Rushd, does not simply deal with God or theology; rather it concerns itself with different classes of being and the analogical idea of being. It is, thus, a science that distinguishes inferior classes of being from real being. Ibn Rushd, the adamant Aristotelian, puts his own slant on Aristotle's metaphysics. Ibn Rushd's classification of being begins with accidental substances, which are physical beings, then moves to being of the soul / mind and finally discusses whether the substance existing outside the soul, such as the sphere of the fixed stars, is material or immaterial. This hierarchy, notes Charles Genequand, differs from Aristotle's hierarchy of material beings, beings of the soul / mind and unchangeable entities. The first and third categories of both thinkers are somewhat similar in that they encompass a straight demarcation between material and immaterial being. Ibn Rushd's second class of being, however, includes both universals and mathematical beings; and as such cannot be the bridge between physics and metaphysics as it is in Aristotle. Rather, he contended that all autonomous beings, whether material or not, constitute a single category. This was likely a response to the more materialistic interpretations of Aristotle, such as that of Alexander of Aphrodisias, for Ibn Rushd did not see physics and the metaphysical at opposite sides of the spectrum.

Substance, not beings of the mind, was the common link between physics and metaphysics for Ibn Rushd. Substance, therefore, has an ontological, though not necessarily temporal, priority over other parts of being. Since, then, metaphysics covers both sensible and eternal substances, its subject matter overlaps with that of physics. In the cosmos, then, there are two classes of eternal things, the essentially eternal and the numerically eternal. This division represents the separation between the celestial realm and the physical universe, where the living beings in the latter are bound to an eternal cycle of generation and corruption, while the former are immortal animals. Ibn Rushd does not contend that celestial bodies cause the world, rather the motion of these bodies are the "principle" of what occurs on earth.

This point is more fully developed in Ibn Rushd's discussion regarding spontaneous generation: the idea that certain beings are created by external agents without being subject to the cycle of generation and corruption. This was a common subject of debate throughout later Greek and medieval philosophy. If beings like insects spontaneously generated from rotting food are externally generated, therein lies proof for a created universe and Asharite occasionalism, neither of which Ibn Rushd maintains. His solution is the Aristotelian doctrine of emanation, which states that no being is created but merely is the principle that unites matter and form. Since Ibn Rushd asserts that physical generation is the product of both seed, which contains forms in potentiality, and solar heat, the sun being a heavenly being; spontaneous generation, in which the seed is absent, is merely the effect of solar heat upon the basic elements (i.e. earth and water).

In the cosmological sphere, according to physics, one finds things that are both moving and moved at once and things that are only moved. Therefore, there must be something that imparts motion but is never moved; this is the Prime Mover (i.e. God). Physics, thus, provides the proof for the existence of a Prime Mover, and metaphysics is concerned with the action of this mover. The Prime Mover is the ultimate agent for Ibn Rushd and it must be eternal and pure actuality. It did not merely push the universe into existence and remain idle thereafter, for the universe would slip into chaos. Ibn Rushd acknowledges that the idea of actuality being essentially prior to potentiality counters common sense, but to accept the opposite would entail the possibility of spontaneous movement or negation of movement within the universe.

How, then, is the Prime Mover the principle of motion and causation in the cosmos without being moved itself? Ibn Rushd contends that the Prime Mover moves the cosmos, particularly the celestial bodies, by being the object of desire. Celestial beings have souls, which possess the higher power of intellect and desire, and these beings desire the perfection of God, thereby they move accordingly. Desire in the celestial beings, according to Ibn Rushd, is not the real faculty it is in humans. Since these beings have no sense perception, desire is united with intellect causing a desire for what rationally is perfection – the Prime Mover.

Ibn Rushd rejects the Arab Neoplatonic doctrine of emanation because it simply implies a temporal succession of one being producing another, which is impossible for eternal beings. By this rejection, however, Ibn Rushd recognizes a problem within his system. If God is intellectually present within the celestial bodies, there is no need for them to move in an effort to acquire this perfection. Ibn Rushd responds with an analogy of a cabinet-maker, who has the idea of a cabinet existing in his mind, but his body needs to move in order to imprint this idea upon matter. Celestial beings move in likewise matter, in order to obtain perfection, which produces the physical universe. Furthermore, this effort to obtain perfection in the celestial bodies, which is in imitation of God, effects the order of the universe.

With the Prime Mover, the celestial bodies and the physical world, Ibn Rushd has a three level cosmological view. He illustrates his cosmological order by using the analogy of the state, where everyone obeys and imitates the king. All smaller social units in the kingdom, like the family, are subordinate to the head, which is ultimately under the authority of the king. There is a hierarchy among the spheres of celestial beings, based on their "nobility" (sharaf) and not, as Avicenna held, on their order in emanation. Of course, the order of nobility parallels emanation's order, for the hierarchical order is that which we see in the universe, the fixed stars, the planets, the moon and the earth. Like a king, the Prime Mover imparts motion only to the First Body (the sphere of the fixed stars), which becomes the intermediary for the other bodies. This leads to the other spheres (i.e. planets) to desire both the Prime Mover and the First Body, which, according to Ibn Rushd, explains how the celestial bodies move from east to west at one time and from west to east at another time. It is the desire of one that moves the planets in one way, and the desire of the other that moves them in the opposite direction.

Ultimately, as H. Davidson notes, Ibn Rushd has a cosmos in which the earth is its physical center. Surrounding the earth, at different levels, are the celestial spheres, which contain celestial bodies (e.g. the sun, moon, stars and planets), which all revolve around the earth. The motion of these spheres is attributed to immortal intelligences, governed by a primary immutable and impersonal cause. Each sphere exists in its own right, though somehow the intelligence is caused by the Prime Mover, and it is through their contemplation of the Prime Mover they receive perfection equivalent to the position they hold in the cosmological hierarchy. As such, God no longer is restricted to being a cause of one thing. The active intellect is the last sphere in the hierarchy, but is not the product of another, and like the other intelligences its cognition is fixed on God. This idea has significant influence on Ibn Rushd's doctrine of the human soul and intellect.

7. Psychology
Like Aristotle, Ibn Rushd views the study of the psyche as a part of physics, since it is related specifically to the generable and corruptible union of form and matter found in the physical world and passed from generation to generation through the seed and natural heat. Ibn Rushd's views on psychology are most fully discussed in his Talkbis Kitab al-Nafs (Aristotle on the Soul). Here Ibn Rushd, as M. Fakhry comments, divided the soul into five faculties: the nutritive, the sensitive, the imaginative, the appetitive and the rational. The primary psychological faculty of all plants and animals is the nutritive or vegetative faculty, passed on through sexual generation, as noted above. The remaining four higher faculties are dependent on the nutritive faculty and are really perfections of this faculty, the product of a nature urging to move higher and higher.

The nutritive faculty uses natural heat to convert nutrients from potentiality to actuality, which are essential for basic survival, growth and reproduction of the living organism. , This faculty is an active power which is moved by the heavenly body (Active Intellect). Meanwhile, the sensitive faculty is a passive power divided into two aspects, the proximate and the ultimate, in which the former is moved within the embryo by the heavenly body and the latter is moved by sensible objects. The sensitive faculty in finite, in that it is passive, mutable, related to sensible forms and dependent upon the animal's physical senses (e.g. touch or vision). A part of these senses, notes Fakhry, is the sensus communis, a sort of sixth sense that perceives common sensibles (i.e. objects that require more than one sense to observe), discriminates among these sensibles, and comprehends that it perceives. Benmakhlouf notes that the imaginative faculty is dependent on the sensitive faculty, in that its forms result from the sensible forms, which Fakhry contends are stored in sensus communis. It differs from the sensitive faculty, however, by the fact that it "apprehends objects which are no longer present…its apprehensions are often false or fictitious," and it can unite individual images of objects perceived separately. Imagination is not opinion or reasoning, since it can conceive of unfalsified things and its objects are particular not universal, and may be finite because it is mutable (moving from potentiality to actuality by the forms stored in the sensus communis). The imaginative faculty stimulates the appetitive faculty, which is understood as desire, since it imagines desirable objects. Fakhry adds that the imaginative and appetitive faculties are essentially related, in that it is the former that moves the latter to desire or reject any pleasurable or repulsive object.

The rational faculty, seen as the capstone of Ibn Rushd's psychology by Fakhry, is unlike the imaginative faculty, in that it apprehends motion in a universal way and separate from matter. It has two divisions, the practical and theoretical, given to humans alone for their ultimate moral and intellectual perfection. The rational faculty is the power that allows humanity to create, understand and be ethical. The practical is derived from the sensual and imaginative faculties, in that it is rooted in sensibles and related to moral virtues like friendship and love. The theoretical apprehends universal intelligibles and does not need an external agent for intellectualization, contrary to the doctrine of the Active Intellect in Neoplatonism.

In its effort to achieve perfection, the rational faculty moves from potentiality to actuality. In doing so it goes through a number of stages, know as the process of intellectation. Ibn Rushd had discerned, as seen in his Long Commentary on De Anima, five distinct meanings of the Aristotelian intellect. They were, first and foremost, the material (potential) and the active (agent) intellects.

There is evidence of some evolution in Ibn Rushd's thought on the intellect, notably in his Middle Commentary on De Anima where he combines the positions of Alexander and Themistius for his doctrine on the material intellect and in his Long Commentary and the Tahafut where Ibn Rushd rejected Alexander and endorsed Themistius' position that "material intellect is a single incorporeal eternal substance that becomes attached to the imaginative faculties of individual humans." Thus, the human soul is a separate substance ontologically identical with the active intellect; and when this active intellect is embodied in an individual human it is the material intellect. The material intellect is analogous to prime matter, in that it is pure potentiality able to receive universal forms. As such, the human mind is a composite of the material intellect and the passive intellect, which is the third element of the intellect. The passive intellect is identified with the imagination, which, as noted above, is the sense-connected finite and passive faculty that receives particular sensual forms. When the material intellect is actualized by information received, it is described as the speculative (habitual) intellect. As the speculative intellect moves towards perfection, having the active intellect as an object of thought, it becomes the acquired intellect. In that, it is aided by the active intellect, perceived in the way Aristotle had taught, to acquire intelligible thoughts. The idea of the soul's perfection occurring through having the active intellect as a greater object of thought is introduced elsewhere, and its application to religious doctrine is seen. In the Tahafut, Ibn Rushd speaks of the soul as a faculty that comes to resemble the focus of its intention, and when its attention focuses more upon eternal and universal knowledge, it become more like the eternal and universal. As such, when the soul perfects itself, it becomes like our intellect. This, of course, has impact on Ibn Rushd's doctrine of the afterlife. Leaman contends that Ibn Rushd understands the process of knowing as a progression of detachment from the material and individual to become a sort of generalized species, in which the soul may survive death. This contradicts traditional religious views of the afterlife, which Ibn Rushd determines to be valuable in a political sense, in that it compels citizens to ethical behavior.

Elsewhere, Ibn Rushd maintains that it is the Muslim doctrine of the afterlife that best motivates people to an ethical life. The Christian and Jewish doctrines, he notes, are too focused upon the spiritual elements of the afterlife, while the Muslim description of the physical pleasures are more enticing. Of course, Ibn Rushd does not ultimately reject the idea of a physical afterlife, but for him it is unlikely.

A number of other problems remain in Ibn Rushd's doctrine of the soul and intellect. For instance, if the material intellect is one and eternal for all humans, how is it divided and individualized? His immediate reply was that division can only occur within material forms, thus it is the human body that divides and individualizes the material intellect. Nevertheless, aside from this and other problems raised, on some of which Aquinas takes him to task, Ibn Rushd succeeded in providing an explanation of the human soul and intellect that did not involve an immediate transcendent agent. This opposed the explanations found among the Neoplatonists, allowing a further argument for rejecting Neoplatonic emanation theories. Even so, notes Davidson, Ibn Rushd's theory of the material intellect was something foreign to Aristotle.

8. Conclusion
The events surrounding Ibn Rushd towards the end of his life, including his banishment, signaled a broader cultural shift in the Islamic world. Interest in philosophy was primarily among the elite: scholars, royal patrons and civil servants. Nevertheless, its presence among the ruling elite spoke of the diversity of what it meant to be "Muslim." As interest in philosophy waned in the Muslim world after Ibn Rushd, his writings found new existence and intellectual vigor in the work of Christian and Jewish philosophers. The twelfth and thirteenth centuries saw an intellectual revival in the Latin West, with the first great universities being established in Italy, France and England. Within the walls of the University of Paris, a group of philosophers came to identify themselves with the Aristotelian philosophy presented by Ibn Rushd, particularly certain elements of its relation to religion. Later known as the "Averroists," these Christian philosophers sparked a controversy within the Roman Catholic Church about the involvement of philosophy with theology. Averroists, their accusers charged, had promoted the doctrines of one intellect for all humans, denial of the immortality of the soul, claimed that happiness can be found in this life and promoted the innovative doctrine of "double truth". Double truth, the idea that there are two kinds of truth, religious and philosophical, was not held by Ibn Rushd himself but was an innovation of the Averroists.

Among Jewish thinkers, however, Ibn Rushd had a more positive impact. His thoughts on Aristotle and the relationship between philosophy and religion, particularly revelation, inspired a renewed interest in the interpretation of scripture and the Jewish religion. Key Jewish philosophers, such as Maimonides, Moses Narboni and Abraham ibn Ezra, became associated with Ibn Rushd in the West, even though they took Ibn Rushd's doctrines into novel directions. As such, Leaman notes, the category of a Jewish "Averroist" cannot be given to these philosophers, for their relationship with Ibn Rushd's thought was one of critique and integration into their own philosophical systems. Nevertheless, without the work of the Spanish-Muslim philosopher, much of what occurred in medieval philosophy would have not existed. He became an example of how religions are dynamic and evolving traditions, often shaped by epistemological influences from other traditions.

9. References and Further Reading

a. Primary Sources
Ibn Rushd, with Commentary by Moses Narboni, The Epistle on the Possibility of Conjunction with the Active Intellect. K. Bland (trans.). (New York: Jewish Theological Seminary of America, 1982).
Ibn Rushd, Decisive Treatise & Epistle Dedicatory. C. Butterworth (trans.). (Provo: Brigham Young University Press, 2001).
Ibn Rushd, Faith and Reason in Islam [al-Kashf]. I. Najjar (trans.). (Oxford: Oneworld, 2001).
Ibn Rushd, Long Commentary on Aristotle's De Anima. A. Hyman (trans.), Philosophy in the Middle Ages (Cambridge: Hackett, 1973).
Ibn Rushd, Middle Commentary on Aristotle's Categories and De Interpretatione. C. Butterworth (trans.). (South Bend: St. Augustine's Press, 1998).
Ibn Rushd, Tahafut al-Tahafut. S. Van Den Bergh (trans.). (Oxford: Oxford University Press, 1954).
Ibn Rushd, Treatise Concerning the Substance of the Celestial Sphere. A. Hyman (trans.), Philosophy in the Middle Ages (Cambridge: Hackett, 1973).

b. Secondary Sources
J. Al-Alawi, "The Philosophy of Ibn Rushd: the Evolution of the Problem of the Intellect in the works of Ibn Rushd." Jayyusi, Salma Khadra (ed.), The Legacy of Muslim Spain, (Leiden: E.J. Brill, 1994).
R. Arnaldez, Ibn Rushd: A Rationalist in Islam (Notre Dame, IN: University of Notre Dame Press, 1998)
A. Benmakhlour, Ibn Rushd (Paris: Les Belles Lettres, 2000)
D. Black, "Ibn Rushd, the Incoherence of the Incoherence." The Classics of Western Philosophy: a Reader's Guide. Eds. Jorge Gracia, Gregory Reichberg and Bernard Schumacher (Oxford: Blackwell, 2003).
D. Black "Consciousness and Self-Knowledge in Aquinas's Critique of Ibn Rushd's Psychology." Journal of the History of Philosophy 31.3 (July 1993): 23-59.
D. Black, "Memory, Time and Individuals in Ibn Rushd's Psychology." Medieval Theology and Philosophy 5 (1996): 161-187
H. Davidson, Alfarabi, Avicenna, and Ibn Rushd, on Intellect: Their Cosmologies, Theories of the Active Intellect and Theories of Human Intellect (New York: Oxford University Press, 1992).
C. Genequand, "Metaphysics." History of Islamic Philosophy. S. Nasr and O. Leaman (eds.). (New York: Routledge, 2001).
M. Hayoun et A. de Libera, Ibn Rushd et l'Averroisme (Paris: Presses Universitaries de France, 1991).
A. Hughes, The Texture of the Divine: Imagination in Medieval Islamic and Jewish Thought (Bloomington: Indiana University Press, 2003)
M. Fakhry, A History of Islamic Philosophy (New York: Columbia University Press, 1983)
M. Fakhry, Ibn Rushd (Ibn Rushd) (Oxford: Oneworld, 2001)
M. Fakhry, Islamic Occasionalism: and its Critique by Ibn Rushd and Aquinas (London: George Allen & Unwin, 1958).
I. Lapidus, A History of Islamic Societies (New York: Cambridge University Press, 1988)
O. Leaman, Ibn Rushd and His Philosophy (New York: Oxford University Press, 1988)
O. Leaman, An Introduction to Classical Islamic Philosophy (Cambridge: Cambridge University Press, 2002)
O. Leaman, "Ibn Rushd" Routledge Encyclopedia of Philosophy Vol. 4. E. Craig (gen. ed.) (London: Routledge, 1998).
O. Mohammed, Ibn Rushd's Doctrine of Immortality: a Matter of Controversy (Waterloo: Wilfrid Laurier Press, 1984).
D. Urvoy, "Ibn Rushd." History of Islamic Philosophy. S. Nasr and O. Leaman (eds.). (New York: Routledge, 2001).
D. Urvoy, Ibn Rushd (Ibn Rushd) (London: Routledge, 1991).
Author Information
H. Chad Hillier
Email: chad.hillier@utoronto.ca
University of Toronto
Canada

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Arabic and Islamic Psychology and Philosophy of Mind

First published Fri Apr 18, 2008; substantive revision Tue May 29, 2012

Muslim philosophers considered the quest for knowledge as a divine command, and knowledge of the soul, and particularly of the intellect, as a critical component of this quest. Mastery of this subject provided a framework within which the mechanics and nature of our sensations and thoughts could be explained and integrated, and offered the epistemological foundation for every other field of inquiry. As opposed to the Occasionalist views of the Mutakallimûn, the Muslim theologians, philosophers wished to anchor their knowledge of the world in a stable and predictable physical reality. This entailed naturalizing the soul (nafs in Arabic) itself, charting the relation between its external and internal senses and between its imaginative and rational faculties. However, the ultimate goal of this subject, conjunction of the intellect with universal truth, had a decidedly metaphysical and spiritual aspect.

The psychological views delineated by Aristotle were the dominant paradigm for Muslim philosophers, as modified by Hellenistic variations expressing Platonic perspectives. The ninth to the twelfth centuries is the period of rigorous philosophizing that characterizes classical Islamic philosophy, and it is the period and subject with which this article is concerned. It is divided as follows:

1. Sources and First Expressions: Al-Kindî and Razi

Aristotle's philosophy of mind in Islamic philosophy is a combination of what we would today call psychology and physiology, and is not limited to investigations of our rational faculty. However important, the "mind" or intellect, with its practical and theoretical aspects, is only part of the falâsifa's "science of the soul." Their main sources are found in three Aristotelian treatises: On the Soul (De anima), On Sense and Sensibilia (De Sensu et Sensibili), and On Memory and Recollection (De Memoria et Reminiscentia). The last two belong to a series of nine short physical treatises, called accordingly Parva Naturalia, and include two that deal with the related topic of dreams and prophesying by means of dreams.

The De anima was fully translated into Arabic in the ninth century C.E., the Parva Naturalia partially translated, including those treatises relevant to our topic. Muslim authors had access to Arabic translations of Hellenistic commentaries on these works, particularly those done by Alexander of Aphrodisias (third century c.e.) and Themistius (fourth century).[1] The views of the Muslim philosophers reflect these various sources, and are thus "Aristotelian" in an attenuated sense, particularly as concerns the role and entailments of the rational faculty.

The scientifically rich Hellenistic culture to which Islam was heir is evident in the work of Abû Yûsuf Ya'qûb ibn Ishâq al-Kindî (d. c.870) and Abû Bakr Muhammad ibn Zakariyya ibn Yahya al-Râzî (865-925 or 932). Al-Kindî, known as "the philosopher of the Arabs" for his Arabian genealogy, was active, with others of his circle, in editing Arabic translations and paraphrases of both Aristotelian and Neoplatonic texts. He also was familiar with other branches of Greek science, and wrote treatises on many diverse topics. His views on psychology were formed mainly by acquaintance with paraphrases made of De anima, the Theology of Aristotle (An abridgement of Plotinus' Enneads) and the Book on the Pure Good (an abridgement of Proclus' Elements of Theology, known in Latin as Liber De Causis). An Arabic version of Euclid's Optics also helped al-Kindî develop his theory of vision, expressed in his De Aspectibus and two smaller treatises (extant in Arabic only). Unfortunately, al-Kindî does not integrate his understanding of vision with other aspects of his psychology, the parts never amounting to a whole, complete system. We have instead a fragmentary report indicating directions in which al-Kindî was headed, and probable sources with which he had some acquaintance.

Thus, the De Aspectibus shows that al-Kindî favored an extramission view of vision, in which rays extend from the eyes to make contact with an object, enabling a person to see it.[2] Following Euclid's Optics ultimately, al-Kindî offers geometrical demonstrations against both the alternative "intromission" view, and the view that fuses extramission with intromission; views identified mostly with Aristotle's De anima and Plato's Timaeus, respectively. In other treatises, however, al-Kindî may be more sympathetic to Aristotle's understanding of vision, mixed with possible familiarity with relevant treatises of Ptolemy and John Philoponus.

Al-Kindî's exposure to Plato and Aristotle was through doxographies and paraphrases that attempted to harmonize their views, and that often grafted Gnostic and hermetic themes onto a Platonic—more exactly Neoplatonic—trunk.[3] Thus, his Statement on the Soul,[4] which purports to give a summary of the views on the subject of "Aristotle, Plato, and other Philosophers," emphasizes the immortal nature of the soul; its origins as a tripartite unified substance created by God, which returns through various heavenly stages to be in proximity to its Creator, upon having lived a life controlled by its rational faculty. Indeed, the superior person (fâdil) who abjures physical desires and pursues wisdom (hikmah), justice, goodness and truth (these following from knowledge) resembles the Creator.[5] This resemblance is elsewhere qualified to pertain to God's activities, not to His essence.[6] Aristotle is seen as in agreement with this essential separation of soul and body, and the ability of the soul to know things not given to empirical investigation.

Al-Kindî is more conventional philosophically in his magnum opus, On First Philosophy, when he highlights the mechanics of perception as proceeding from the sensible object (via the sense organs) to the common sense, imagination and memory.[7] Elsewhere, he mentions the role of the imagination in both abstracting and presenting images apart from their matter (Ivry, 135). The intellect deals with universals, as mentioned in On First Philosophy, whereas particular, material objects are treated by the senses (and, presumably, the imagination and memory).

The divergent sources present in Al-Kindî make their appearance again in his short treatise On Intellect.[8] Aristotle's Hellenistic commentators had long since elaborated on Book Three of his De anima, and discerned stages of cognition that the master had left too vague for their liking. In al-Kindî's case, John Philoponus appears to have provided a model for al-Kindî's scheme of four kinds of intellect (Jolivet, pp. 50–73; Endress, 197). The first intellect is that which is in act always, a separate principle of intelligibility that contains the species and genera, i.e., the universals, of our world. This first intellect, like that of Alexander of Aphrodisias,[9] endows our potential intellects (the second intellect) with the abstract ideas they are capable of receiving; which ideas become part of a (third) acquired but passive intellect. When active, however, the (fourth) intellect emerges as just that, an intellect in act, in which its subject is united with its object. As such, the first and fourth intellects are alike phenomenologically, though different quantitatively.

The first and fourth intellects do not conjoin, though al-Kindî would have the perfect soul ascend to its creator. Similarly, he is not explicit as to the relationship of the imagination and intellect; the imaginative forms, recognized as partially abstracted from matter, should provide the raw material for the intellect, but it is not at all clear they do. The Platonic disparagement of sensibilia may have affected al-Kindî here, leaving his psychology ultimately dualistic.

Al-Razî, known to the Latin West as Rhazes and hence referred to usually as Razi, was similarly drawn to a Platonically inspired view of the soul, colored by theosophic accounts of creation and salvation. While he agreed with Plato's notion of a tripartite soul, Razi often spoke of three souls, the rational or divine one enlisting the higher passions of the animal soul to control the base appetites of the vegetative soul.[10] Following Hellenistic tradition, he locates the vegetative soul in the liver, the animal soul in the heart and the rational soul in the brain. While the physical organs of the two subordinate souls are sufficient to account for their activities, the brain—seat of sensation, voluntary movement, imagination, thought and memory—is regarded merely as an instrument of the rational soul, which is non-physical and immortal.

In an introductory medical treatise, Razi goes into further physiological detail concerning the responsibilities of the various psychic organs. The special faculties required for the brain to exercise its soul's dominion are identified as the imagination (here called wahm, a term that Avicenna was to adopt and expand upon); a cogitative power (al-fikr); and memory (al-hifz).

While Razi constructed his psychology with eclectic borrowings from Plato, Galen and Aristotle, he is reported to have gone further afield in metaphysics. He believed there were five eternal cosmic principles, one of which was a world soul that needed divine intervention to liberate it from the seductive and defiling matter of the world.[11] This is similar to the message he presents in Al-Tibb al-Ruhânî, that the immortal rational soul of an individual must strive to free itself from corporeal entanglements, lest it be reincarnated in another, not necessarily human, body.

Razi's mythically based metaphysics, coupled with his belief in the transmigration of the soul and a bold indifference to identifiably Islamic tenets, led to his marginalization among the faithful and philosophers alike. Nevertheless, Razi as well as al-Kindî sketched the components of cognition that later philosophers were to develop.

2. Al-Fârâbî

This development owes a great deal to the work of Abu Nasr Muhammad ibn Muhammad ibn Tarkhan al-Fârâbî (c. 870-950). A prolific author, Farabi, as he is often referred to in English, adopted and commented upon much of Aristotle's logical corpus, while turning to Plato for his political philosophy. His metaphysics and psychology were a blend of both traditions, establishing a modified or Neoplatonised form of Aristotelianism which later generations adopted and adapted.

Farabi's familiarity with Aristotle is evident in the summary sketch of his writings that he presents in The Philosophy of Aristotle. The soul is defined as "that by which the animate substance—I mean that which admits of life—is realized as substance,"[12] serving the triple function of being a formal, efficient and final cause. For human beings, the intellect assumes the mantle of substance (Mahdi, 125), it being "a principle underlying the essence of man," both an agent and final cause (Mahdi, 122). Specifically, it is the theoretical intellect that has this status, the practical intellect being subsidiary to it. The final perfection of a person is found in the actualization of this theoretical intellect, its substance being identical with its act.

Beyond the individual intellect there lies a universal (though Farabi does not call it such) Active (or Agent) Intellect (al-'aql al-fa'âl). This is conceived as the formal principle of the soul, engendering in the potential intellect both the basic axioms of thought and the ability to receive all other intelligible notions (Mahdi, 127). This external intellect is also the ultimate agent and final cause of the individual intellect. It both facilitates the individual intellect's operations and, serving as an example of perfect being, draws it back towards itself through acts of intellection. The more the individual intellect in act is absorbed in theoretical activity, the greater its accumulation of scientific knowledge; each step bringing it closer to that totality of knowledge and essential being encapsulated in the Agent Intellect.

For Farabi, the individual intellect, even when perfected, can only come close to joining with the substance of the Agent Intellect. This reprises a theme sounded in Aristotle's metaphysics, in which the intellects of the heavenly spheres, desiring to be like the Intellect that is the Prime Mover, imitate it as best they can. For Farabi, a person's ultimate happiness is found in this approximation to the ideal.

Farabi expounds upon this and other issues pertaining to the soul in his wide-ranging masterpiece, "Principles of the Views of the Citizens of the Perfect State."[13] He recounts the various faculties of the soul, following the model of Aristotle's De anima, emphasizing the presence of an inclination or propensity (nizâ') concomitant with each one.[14] Thus, the senses immediately like or dislike what they perceive, depending on whether it is attractive or repulsive to them. This affective reaction accompanies the imaginative faculty as well as the practical intellect, which chooses its course of action accordingly.

For Farabi, it is the faculty of will that is responsible for these desires and dislikes that occur in sensation and imagination, ultimately motivating the social and political behavior of the individual (Walzer, 171–173). Farabi distinguishes between what must be the automatic response of animals to the affects created in their senses and imagination, and the conscious and considered response of human beings, assisted by their rational faculty. The former response is attributed to "will" in general (irâdah), the latter to "choice" (ikhtiyâr) (Walzer, 205).

The intellect, considered as purely immaterial, has no physical organ to sustain it, unlike the other faculties of the soul. As Alexander of Aphrodisias, Farabi identifies the heart as the "ruling organ" of the body.[15] Assisted by the brain, liver, spleen and other organs, the heart provides the innate heat that is required by the nutritive faculty, senses and imagination (Walzer, 175–187).

It is this innate heat that presumably is also responsible for the differences between the sexes, Farabi asserts. The greater warmth (as well as strength) in their organs and limbs make men generally more irascible and aggressively forceful than women, who in turn generally excel in the "weaker" qualities of mercy and compassion.[16] The sexes are equal, however, as regards sensation, imagination and intellection.

It would appear from this that Farabi has no problem in seeing both sexes as equal in terms of their cognitive faculties and capabilities. This would seem to be part of his Platonic legacy, a view shared by Averroes in his paraphrase of the Republic (Walzer, 401, note 421). In theory, therefore, Farabi would consider women capable of being philosophers (as well as prophets), able to attain the happiness and perfection this brings.

Possible as this is, and necessary even in theory, Farabi does not elaborate on this view, in deference undoubtedly to Islamic conventions. He is more explicit as regards the process of intellection, a topic that he covers here and in greater detail in a separate treatise, On the Intellect.

In the Perfect State, Farabi already characterizes the potential or "material" intellect, as Alexander called it, as a disposition in matter to receive intelligible "imprints" (rusûm al-ma'qûlât) (Walzer, 199). These imprints originate as sensible forms that are conveyed to the imagination and modified by it before being presented to the intellect. The potential intellect is considered unable to respond to these imaginative constructs on its own, it needs an agent to activate it, to move it from potentiality to actuality. This is Aristotle's active intellect, as removed by Alexander of Aphrodisias from the individual soul to a universal separate sphere of being. It is now associated with the tenth heavenly sphere (Walzer, 203), being a separate substance that serves both as an emanating source of forms in prophecy (Walzer, 221), and as a force in all people that actualizes both potential intellects and potential intelligibles. Farabi compares its force to the light of the sun that facilitates vision by illuminating both the subject and object of sight (Walzer, 201).

With the assistance of this Agent Intellect, the potential intellect is able to receive all intelligible forms, beginning with "the first intelligibles which are common to all men," in the areas of logic, ethics and science (Walzer, 205). These first intelligibles represent the first perfection in a person, the final perfection being possession of as many intelligible notions as it is possible to acquire. This creates the felicity, al-sa'âdah, human beings strive to attain, for it brings them close to the divine status of the Agent Intellect, having conjoined with it as much as is possible.

Farabi portrays the imaginative faculty[17] as having a mimetic capability, "imitating" the sensible forms previously received yet not present until recalled to mind. This imitative ability extends over all the other faculties of the soul, including the intelligible notions of the rational faculty. Farabi adapts this originally Aristotelian idea[18] to prophecy as well as to lesser forms of divination, asserting that an individual imagination can receive intelligible ideas directly from the Agent Intellect, converting them to imaginative representations. Farabi believes the Agent Intellect emanates particular as well as universal intelligibles upon a given individual, expressing present as well as future events, and, for the prophet, particularized knowledge of eternal truths, "things divine" (ashyâ'u ilâhîyah) (Walzer, 221–23).

Farabi naturalizes prophecy by having the emanated forms received by the imagination pass on to the senses and then out to the air. There they assume a sensible though immaterial form that then embarks on a conventional return trip to the internal senses (Walzer, 223).

Farabi's most detailed study of the intellect is to be found in the aptly titled "Epistle on the Intellect," Risâla fi'l-'Aql.[19] He begins by showing the diverse contexts in which nominal and verbal forms of "intellect" and "intelligence" are employed. Aristotle, he points out, uses the term in his logical, ethical, psychological and metaphysical treatises. In each area, it is the intellect that is responsible for comprehending the first principles or premises of the subject, and for enabling a person to perfect his (or her) knowledge of it. For Farabi, this apparently innocuous statement must serve to commend the epistemic methodologies of Aristotle over the denaturalized, logically confined analyses of the mutakallimûn, the Muslim theologians. Yet, as emerges later in the treatise, these first principles, seemingly innate to the intellect, are engendered there by the Agent Intellect (Bouyges, 29; Hyman, 219). That universal intellect, for all its ontic priority, is the last of the four intellects that Farabi formally discusses in the treatise. It is a separate intellect, totally immaterial and external to the human intellect. Revising al-Kindi's schematization, and showing the influence of Alexander of Aphrodisias' understanding of Aristotle, Farabi posits a cognitive process in which the human intellect moves from a state of potentiality to one of actuality, acquiring in the process a discrete sum of intelligibles that it can access when desired.

Ignoring here the role of sensation and imagination prior to the activity of the rational faculty, Farabi describes the potential intellect as prepared and disposed to abstract the intelligible "essences" and forms of things from their matters.[20] The dynamic readiness of the potential intellect to act is due, however, to the Agent Intellect. It invests the sub-lunar world with the forms that comprise all species, rendering them potentially intelligible; and energizes our potential intellect to receive them (Bouyges, 24, 29; Hyman, 218, 219).

This reception of the intelligible transforms the potential intellect from being a mere disposition to think to the active thinking of the intelligible; a process in which the "intellect in act" (al-'aql bi'l-fi'l) becomes its intelligible (Bouyges, 15; Hyman, 216). The potential intellect itself remains unaffected by this metamorphosis, however, and remains purely potential, able to receive additional intelligible ideas objectively. The greater the number of intelligibles deposited by the intellect in act in the "acquired intellect" (al-'aql al-mustafâd), the more that intellect thinks itself in thinking them. In doing so, the acquired intellect imitates the Agent Intellect, which it increasingly resembles.

Echoing a Neoplatonic hierarchy of being, Farabi ranks the intelligible order of our sub-lunar world, the Agent Intellect being at the top and prime matter at the bottom. Intellection of the separate, immaterial substances of the heavens, particularly intellection of the Agent Intellect, is the highest cognition desirable, except that Farabi does not think it possible. Not even acquiring total or near-total knowledge of everything in our world will suffice for Farabi; the formation of our intelligibles differs from their order in the Agent Intellect, and there is a qualitative difference between their presence in it and as known to us; we must make do with imitations or likenesses (ashbâh) of the pure intelligibles (Bouyges, 29; Hyman, 219).

Nevertheless, the formation of a substantial amount of knowledge, or in Farabian terms, a strong acquired intellect, is that which forms and enriches us, creating a substance that in its immateriality resembles the Agent Intellect. This represents "ultimate happiness" (al-sa'âdah al-quswâ), and even an afterlife (al-hayâh al-âkhîrah) of sorts (Bouyges, 31; Hyman, 220).

Farabi holds diverse views on immortality, now identifying it with a perfected intellect, now with the entire soul, though his justification for positing an eternal individual soul or intellect is weak (Davidson 1992, 56–57). As with his more detailed treatment of prophecy, Farabi may prudently be appropriating the religious belief in an afterlife, a tenet held fervently—and very differently—by his community.

3. Avicenna

Avicenna (Abû 'Alî al-Husayn b.'Abd Allah Ibn Sînâ, d. 1037), the multi-talented and prodigiously productive faylasûf whose work had the greatest impact among later Muslim thinkers, unequivocally posited an independent, self-conscious, substantial and immortal soul, and with it asserted its immortality. Avicenna could do this, following Plato rather than Aristotle in positing an essential separation of body and soul. Avicenna opens his chapter on the soul in the encyclopedic work Al-Shifâ' (known in English both as "The Healing" and "The Cure") asserting this separate existence.[21] Later, in both The Healing itself and in its abridged form of the Najât (called both "The Deliverance," and "The Salvation"),[22] Avicenna presents arguments to support this claim.

He views the physical, corruptible body in all its parts, including the formal components, as irreconcilably other than the purely immaterial soul, such that the latter cannot be an essential form of the former. Rather, the soul is in an accidental relation to a particular body, occasioned by the generation of that body and its need for a central organizing and sustaining principle. The soul itself is generated by the separate intelligences of the heavens and emanated by them upon the body, having a natural inclination, or proclivity, nizâ', for the body that has come into being.[23]

The soul is individuated by the particular nature of its designated body, which it strives to bring to moral and intellectual perfection. Being essentially immaterial, the soul does not perish with the body, and even retains its individuality, i.e., the images and intelligible ideas it amassed during its sojourn on earth.[24] Avicenna attributes self-consciousness to the soul, an ego that has self-awareness and is not to be identified unilaterally with the rational faculty (Rahman 1952, 66). Depending primarily on the amount of knowledge it accumulated, but also on the life the person lived, with its virtues or vices, the immortal soul experiences continuous pleasure or pain.[25]

In this manner, both philosophically and theologically, Avicenna goes beyond his Aristotelian and Muslim predecessors. He does this by combining Aristotelian and Neoplatonic motifs in his epistemology.[26]

The deviation from the hylomorphic ontology of Aristotle is apparent in the famous thought experiment that Avicenna devises, conceiving of a person suspended in air in total isolation from any physical or sensory experience.[27] The purport of this experiment is to show the ability of a person to deduce the soul's existence intellectually, without assistance from the sensory or imaginative, material faculties of the soul. For Avicenna this proves that the soul is an independent intelligent substance, both prior to involvement with the world, and afterwards, when the corporeal organs that service the soul perish.

Avicenna's depiction of the five external faculties of the soul follows Aristotle's De anima, the senses receiving the impressions of their designated sensible objects by intromission. In his discussion of the internal senses, however, Avicenna significantly modifies the Aristotelian tradition that he received. The more he considered the matter, the more he deviated from Aristotle, in a Platonic direction.

Avicenna located the internal senses in three ventricles of the brain, placing two in each ventricle, with receptive and retentive capacities respectively.[28] The common sense and (one aspect of) the imaginative faculty comprise the first pair, located in the front ventricle of the brain. The common sense coordinates the impressions received by the individual senses, in order to produce a unified picture of a sensible object. This includes, as Aristotle said, impressions that are related incidentally (kata symbebekê) to the object,[29] a phenomenon that links memory of past sensible impressions to a current sensation. This indicates a certain capacity to make judgments present already in the common sense.

The sensible forms that the common sense receives and unifies are then transmitted to the imaginative faculty, as Aristotle had said; except that Avicenna divides this faculty, calling the first appearance a quwwah musawwirah, or khayâl. It retains these forms fully, and is thus called in English, after the Arabic, the "retentive" as well as "informing," or "formative," imagination.[30]

The middle ventricle is the location of the next pair of internal senses, as Avicenna first conceived them. They comprise a novel faculty of "estimation" (following the Latin aestimatio), wahm in Arabic; and a second, chameleon type faculty. It functions both imaginatively (in animals and humans), and rationally (in humans alone). As another aspect of the imaginative faculty, Avicenna calls it simply al-mutakhayyîlah, "the imagination," but due to its function it is known as the "compositive imagination." However, when this faculty deals with specific, materially based concepts, Avicenna calls it qûwah mufakkirah, a thinking or "cogitative" faculty.

Avicenna posits the existence of an estimative faculty in order to explain the innate ability in all animals (humans included) to sense a non-sensible intention (ma'nan) that is intrinsic to the object as perceived by the subject. Intentions are thus the extra-sensible properties that an object presents to an animal or person at the moment of perception. These intentions affect the perceiver powerfully, such as the negative feelings a sheep senses in perceiving a wolf, or the positive feelings sensed in perceiving a friend or child.[31]

Avicenna does not limit wahm to animals, as Averroes later assumed,[32] but rather conceived it broadly, affecting logical as well as physical subjects. He believed estimation grasps the core characteristic of every discrete physical object, the intention that distinguishes it from every other object.

In addition to the faculty of estimation, and akin to it in being innate and spontaneous, Avicenna recognized, with Aristotle, a faculty of intuition (hads) that is the key step in obtaining certain knowledge. This is the ability a person has to discern suddenly the middle term of a putative syllogism, the proposition that anchors a particular argument.[33] Avicenna recognizes that occasionally brilliant individuals exist whose intuitive sense is so innately strong that they can do without much prior experience, empirically or rationally. In extreme and rare cases, there are individuals, like the prophets, with a developed intuitive acumen, dhakâ' (Aristotle's anchinoia), that enables them to know instantly the entire subject matter of a given science. While not part of his normative epistemology, Avicenna attempts to accommodate this phenomenon scientifically, seeing it not as an innate power of an internal sense, but as an expression, however rare, of the emanative powers of the Agent Intellect.

Avicenna believes that the intentions that the estimative faculty obtains are received in the third and rear ventricle of the brain, in memory, hafizah . Memory shares the third ventricle with a faculty of recollection (dhikr), which retains the estimative intentions ready for recall.

Remembering for Avicenna thus consists in the collation by the imaginative/cogitative faculty of estimative intentions on the one hand, and the appropriate sensible forms retained by the formative imagination, on the other. For that reason, this "second" aspect of the imaginative faculty is referred to as the "compositive imagination;" both it and the cogitative faculty deal with specific sensible forms and concepts, respectively, presenting them exactly and completely. They do this by combining the impressions received by the common sense and estimation, and separating out what is not relevant to the object.

The cogitative faculty is primarily concerned with practical issues rooted in material being, forming judgments based on empirical data with the help of innate powers of abstraction and logical acumen. In what may well be a nod to tradition, Avicenna counts the "reports (al-akhbâr) to which the soul gives assent on account of unbroken and overwhelming tradition (shiddah al-tawâtur)" as a further credible source for forming practical judgments.[34]

For Avicenna, animals have this developed imaginative faculty only. It allows them to represent to themselves that which they remember, and also affords them the ability, like human beings, to dream. The cogitative faculty in human beings, on the other hand, allows them to go beyond instinctive remembering, and introduces an element of rational deliberation that is limited primarily to purely individual, discrete objects and actions.[35]

Avicenna considers estimation to be involved with the cogitative faculty in reconstructing a specific, physically based concept. As such, it can influence that faculty, and when excessive, be responsible for the fantasies and fictions in our dreams and thoughts (Black 2000, 227–28). Similarly, the estimative faculty can over-reach itself in logical matters by using the syllogisms that it helped create to pass judgments on immaterial beings, thus leading to false judgments in metaphysics.[36]

As described, many of the internal senses, particularly the extended activities of estimation and the cogitative faculty, perform in ways that encroach upon the preserve of the rational faculty and threaten to compromise its objectivity and separate, immaterial nature, damaging the soul in its quest for immortal bliss. Consequently, in his later writings Avicenna distanced intuition from any physical base within estimation and the brain, locating it amorphously in the soul as a divine emanation; and he limited the internal faculty of cogitation to thinking of particular conceptual concepts only.[37]

This attempt to separate the rational faculty from the internal senses is echoed in Avicenna's treatment of the stages in the development of the intellect. He views the entire cognitive process in which the internal senses were preoccupied as a necessary (for most people) but insufficient condition for possessing true knowledge. The efforts of the internal senses are seen in some of his major compositions as having but a propadeutic effect on the soul, preparing it to receive the universal intelligible notions that are its ultimate goal and, ultimately, its sole concern. These intelligible ideas are not abstracted from the imagination, as Aristotle would have it, but come from the universal Agent Intellect, transforming the purely potential and passive intellect into an acquired intellect ('aql mustafâd).[38] This is an active state of cognition, when the intellect is actively conjoined to its intelligible object. Ultimately, this conjunction is with the Agent Intellect, the source of all forms on earth.

Avicenna also posits, as had Aristotle originally, the existence of an intermediate stage of potentiality, calling it an "intellect in habitu" (al-'aql bi'l-malakah). At this stage, the intellect's acquired intelligibles are not being used, and are therefore potential.[39] However, treating the active acquired intellligibles as potential seemed contradictory to Avicenna, so he returns them to the Agent Intellect, where they are deposited and await recollection by the intellect in habitu. This intellect does not therefore store the acquired intelligibles, but merely serves to facilitate their reacquisition from the Agent Intellect.[40]

The Agent intellect is, then, the source of intelligible forms on earth, and the source of our being able to conceive of them. It functions much as does the sun, illuminating both subject and object of intellection, and is present at every stage of the individual person's intellectual development (Davidson 1992, 86, 87, 92).

While most people require preliminary training of the senses to prepare their souls for intellectual cognition, which the Agent Intellect automatically grants,[41] some few individuals with prodigious intuitions can, as we saw, grasp intelligible concepts and propositions immediately. Avicenna labels the intellects of such intuitively endowed persons "holy" ('aql qudsî), and calls the Agent Intellect the "Holy Spirit" (al-rûh al-qudsî).[42] Prophets have this sense to an extreme degree, receiving emanations of all, or nearly all, of the intelligible forms in the Agent Intellect. It is "not far-fetched" (wa lâ yab'ud), Avicenna says, that the imaginative faculties of such persons are able to depict the emanated universal intelligible forms in particular, sensory, terms.[43]

Prophecy is thus a natural, if exceptional, occurrence for Avicenna, who equivocates on the issue of personal providence. However much God is the final cause of intellection, He is not directly involved in the entire process, a sanctified Agent Intellect being His intermediary to man. Here as elsewhere, we see Avicenna attempt to accommodate his philosophy to traditional religious conceptions.

Avicenna has severed the natural link between imagination and intellection, in order to preserve the immaterial and immortal nature of the soul. It is dependent on the Agent Intellect entirely, with only the soul's independent substantiality separating it from being totally absorbed in it.

4. Averroes

Averroes (Abu'l-Walîd Muhammad b. Ahmad ben Rushd, 1126–98) hews closer to the Peripatetic tradition than his predecessors, and it is as The Commentator on Aristotle that he was known in Europe. He commented on De anima three times, and wrote an epitome of the Parva Naturalia. His Short Commentary on De anima is also, and more correctly, an epitome, being a summary of Aristotle's work rather than a precise and more literal commentary, as are his Middle and Long, or Grand, commentaries.[44] In the Short Commentary, Averroes sets the stage for Aristotle's description of the soul by offering a capsule summary of his main teachings in physics, meteorology, and physiology. These mainly concern the hylomorphic composition of all bodies; the nature of the four elements; and the generative role in an organism caused by the heavenly bodies and by the innate heat, or pneuma, of a body.[45] The soul, Averroes thus indicates, is the product of natural causes, both proximate and remote, terrestial and celestial. Among the latter is the Agent Intellect, whose relation to bodies, like that of the other heavenly intelligences, is "incidental" (or "accidental," bi'l-'araḍ), since it is essentially "separate" from them, being immaterial.

Averroes stresses the hierarchical structure of the soul, beginning with the nutritive faculty. It serves as a substrate for the sensory faculties, their matter "disposed" to receive sensory perceptions. This disposition is the first perfection or actuality of the sensory faculty, rendering that faculty's potentiality an actual, if still unrealized, state of being. The higher faculty is thus present, albeit potentially, in the lower.

Each faculty is similarly sustained by one more material, or less "spiritual," than it: the senses serve as substrate for the common sense, it the substrate for the imagination, and that faculty the substrate for the rational faculty.[46] As such, the imagination follows the senses in providing the intellect with images that have intelligible dimensions, or "intentions" (ma'ânî), which term Averroes uses more broadly than heretofore. These intentions are present in the form presented to the senses, but must wait upon an intellect to appreciate them, being represented first as sensible and then imaginative intentions to the senses and imagination, respectively. Averroes thus employs "intentions" to convey not the form of the perceptible object as it is, but as it is sensed, imagined, remembered or intellected by the respective faculties of the soul.

Averroes' contribution to the philosophy of mind lies primarily in his attempt to refine and redefine the activities of the internal senses, and to determine the nature of the hylic, or material, intellect. He discusses the role of the internal senses primarily in his De anima commentaries as well as in his epitomes on the senses and memory. His work builds on Aristotle and the psychological writings of his Andalusian predecessor Ibn Bâjjah (d. 1138), known to the West as Avempace.[47] Averroes' work also incorporates a response and rebuke to Avicenna, rejecting, among other things, his elevation of wahm, estimation, to the status of an additional internal sense. For Averroes, imagination and memory can do the work of Avicenna's estimative faculty.

Aristotle had begun his treatise On Memory by distinguishing between the acts of remembering and recollecting. He saw both as related to, though distinct from, the internal senses (common sense and imagination) and the rational faculty.[48]

In Aristotle's view, the imagination internalizes and copies an object originally presented to the senses and assembled into a single sensation by the common sense; and the memorative faculty receives "some such thing as a picture" (zôgraphêma ti), "a sort of impression" (tupon tina) of that percept (transmitted through the imagination).[49] Recollection is a deliberative act that joins the impression retained in memory with the percept as originally imagined.

Elaborating on Aristotle's text, Averroes regards memory as created by a process of continuous abstraction, or "spiritualization." The form of an external object is sensed at first with its many "rinds" or husks of corporeality (qushûr), for which read particularity. The common sense and then the imaginative faculty[50] receive (intentional adaptations of) this form in an increasingly immaterial manner, followed by a "discriminating faculty," i.e., the cogitative faculty, treated as another internal sense.[51] This faculty actually serves as a bridge between imagination and intellect, dealing with particular images as it does, but selecting out the most distinctive aspect of each percept. It brings the purification process to a close, memory (dhikr) receiving an essentialized notion or intention of a particular percept.[52]

Memory stores these dismembered essentialized images and is able to remember them at will, that is, with an act of will. Recollection (tadhakkur) rejoins them in the cogitative faculty with full images that flesh out the corporeal features of the sought object. As described, there is a parallel between the activity of memory and that of the intellect in habitu as developed by Alexander of Aphrodisias, for both retain the essential notions that form respectively the previously apprehended contents of a given particular percept (the role of memory) or of a universal concept (the intellect in habitu).

While generally restricting the memorative faculty to the intentions of a given imagined form, Averroes acknowledges that it also relates to universals. This is done through the cogitative faculty, associating the universal with some particular image, recollected with the assistance of the intention stored in the memorative faculty; an "intention" that is the distinctive character or nature of that image.[53] That is to say, one remembers a universal idea by remembering an image that connotes it. As Aristotle says, "without an image, thinking is impossible."[54]

Averroes thus understands recollection as a three-fold operation: the cogitative faculty employs the intentions of an imagined form retained in memory, and combines them with the original sensory image to elicit a full recollection of the percept desired.[55] The similarity of this scheme to that developed by Avicenna is striking, though Averroes' scheme is more parsimonious.

Averroes recognizes with Avicenna that animals have an acute intentional sense, and are able to identify non-sensible qualities in the nature of others immediately, thereby enhancing their survival. Averroes considers this a function of the imagination, abetted by memory, and doesn't grant it the status of an independent "estimative" faculty (wahm), not wanting to multiply the soul's faculties more than Aristotle had done.[56]

Averroes follows Galen and "the consensus of opinion" rather than Aristotle in locating the internal senses and memory in various parts of the brain: the common sense and imaginative faculty in the forward lobe, the cogitative faculty in the middle, and memory in the rear.[57] Good memory is said to depend on dryness in the front and back of the brain, poor memory due to moisture that prevents images and ideas from retaining their hold. The best disposition, manifest mostly in youth, is of a middle kind, enabling both quickness of understanding (the positive benefit of moisture) and a long memory.[58]

While the internal senses, as of course the external senses, have physical locations in the organs of the body, the rational faculty has not. That does not prevent Averroes from conceiving it as being structured in the hylomorphic pattern that is characteristic of Aristotle's physics. As expressed in the Epitome to De anima, it is the cogitative faculty, there called simply the practical intellect, which first processes sensory and imaginative intentions, exercising choice and deliberation along rational lines both inductive and deductive. This practical intellect then serves as matter or substrate for its theoretical counterpart, which abstracts the universal idea or proposition from the particular subject formerly addressed.[59]

The theoretical intellect's striving for universal truth is the acme of the soul's perfection, which Averroes calls a "very divine" pursuit,[60] though he believes relatively few individuals succeed at it. The ultimate knowledge sought is of the Agent Intellect itself. Mankind as a whole has not reached this level, but it will one day, since "nature refuses" to allow all true (and finite) possibilities not to be eventually realized (given an eternal universe).[61]

While this statement is not repeated in his other two commentaries on De anima, Averroes' belief in the attainment of personal perfection through knowledge of the Agent Intellect remained constant. Every cognition of an intelligible is an act of identification of subject and object, no material barrier existing between them.[62] Knowledge of the Agent Intellect, however, is thought to surpass everything else, its content uniquely and totally comprehensive. The species of all forms on earth are found unified in it in a way that renders it a single intelligible being.

Averroes held to the view of the Agent Intellect as a form of (earthly) forms throughout his life, though his understanding of the relationship between it and the forms on earth underwent change. While first thinking the Agent Intellect an emanative substance that bestowed forms on all sub-lunar substances, he later regarded it in Aristotelian terms simply as an efficient cause of intellection, "illuminating" or actualizing both the potentially intelligent subject and intelligible object.[63] However, as the ultimate object of humanity's quest for knowledge, the Agent Intellect served as a final cause of intellection, conjunction with it offering a person the greatest felicity (sa'âdah) one's soul could have.

For Averroes, as for his predecessors, the intellectual potentiality of a person, represented by the hylic or material intellect, is brought into actuality by the Agent Intellect. This creates a latent store of ideas, the intellect in habitu (al-'aql bi'l malakah), which become operationally the acquired intellect (al-'aql al-mustafâd). It is in this last stage of the intellect's development that conjunction, ittisâl, with the Agent Intellect, is experienced, it being a unification (ittihâd) of subject and object.[64]

Averroes struggled more than his predecessors with the notion of the potential or "material" intellect. In the Epitome of De anima, he presents two positions, at first following an Alexandrian-Ibn Bâjjahian view that saw the material intellect as a disposition in the body or imaginative faculty; and then, to guarantee its immaterial objectivity, as a substance essentially outside the soul.[65] This latter view, reflecting that held by Themistius, is the one offered in the Long Commentary, to which he refers the reader in what is an obvious recommendation of the position he there holds.[66]

Averroes, however, has a third position on the nature of the material intellect. That is the view presented in his Middle Commentary, which he may well have written after the Long Commentary, or, as more likely, after a first draft of it.[67] The Latin West had only the Long Commentary in translation, and was ignorant of the philosophical alternative view of the material intellect presented in the Middle commentary. Though of importance only to Averroistically inclined Jewish philosophers, who read it in Hebrew translation and lacked a Hebrew translation of the Long Commentary, the Middle Commentary's position has a certain coherence worth noting.

As in his initial presentation in the Short Commentary, Averroes considers the material intellect, in the Middle Commentary, as relating directly to the imaginative faculty, or rather to the intelligible intentions to which that corporeal faculty is disposed. Now, however, Averroes emphasizes that this relation to the imaginative faculty is "incidental" to the nature of the material intellect, its essential relation being with the Agent Intellect. The material intellect is a temporary, discrete appearance in human beings of the eternal and always actual Agent intellect. It is our "first perfection," while the Agent Intellect represents an ultimate perfection, or "final form" for us.[68]

The Middle Commentary fashions the material intellect from a fusion of the views of Alexander of Aphrodisias and Themistius. With Alexander, Averroes believes the material or potential intellect is a disposition or ability that the soul possesses to represent imaginative forms as abstract intelligibles;[69] while with Themistius, Averroes views the material intellect as a separate immaterial substance. It is, however, for Averroes in the Middle Commentary, but the substrate of this separate substance, the Agent Intellect being its full and eternally actual expression.

In the Long Commentary, Averroes retains the separate, i.e., immaterial yet substantial nature of the material and Agent intellects, and their relation of potential to actual intelligibility. However, he treats them as two separate substances, not two aspects of the same intelligence. The material intellect is thus hypostatized, treated as a "fourth kind of being," the celestial principle of matter qua potentiality that, together with the formal principle represented by the Agent Intellect, explains the nature and activity of intelligible forms; even as sensible objects are constituted by similar hylomorphic principles.[70]

The Long Commentary thus sees the material intellect as "the last of the separate intellects in the (celestial) hierarchy," following the Agent Intellect.[71] This physical relocation of the material intellect may guarantee its incorruptibility and objectivity, for Averroes, but it does not explain the presence in human beings of a rational faculty, a presence that Averroes recognizes. To that purpose, he enlarges the role of cogitation (fikr) in the cognitive process. As mentioned above, he sees it as a corporeal faculty located in the brain that is able to receive and process both the imaginative intentions found in sensation, and the intelligible intentions of the imagination, thereby initiating the process of abstraction and universalization that the material and Agent intellects complete.[72] Averroes also introduces in the Long Commentary a "passible intellect" that has a similar corporeal nature and function, that of bridging the particular and universal domains of images and intelligibles.[73]

Yet, for all his attempts in the Long Commentary to distance the material intellect from an individual corruptible body through what may be seen as surrogate intellectual powers, Averroes involves the material intellect, and even the Agent Intellect, with a person's intellectual development. Their presence is essential to the individual striving for rational perfection, however non-essential from the standpoint of the universal substances themselves. The location of these immaterial faculties in the soul is nowhere explicit, neither in the Middle or Long commentaries, but their function and internal dynamic is similarly presented. The individual perfects his/her intellect, and the more it is perfected, i.e., the more abstract truths accumulate, the less particular and individual it is, the less it "belongs" to that person. Ultimately, a person's fully realized intellect is able theoretically to conjoin with the Agent Intellect, all traces of individuality excised.

Averroes was aware that very few if any individuals reach intellectual perfection, i.e., mastery of all there is to know, and even that person cannot maintain the state of conjunction indefinitely, being human and requiring food, drink, and non-intellectual pursuits. So it is that Averroes, in all his commentaries and other writings on the subject, does not deprecate the existence in living beings of intellectual individuation. This was thought by many to be denied by Averroes' theory of monopsychism, in which there is but one material as well as agent intellect.

In one of his minor essays on the topic, Averroes portrays the fully realized acquired intellect of a person as losing its identity upon attaining conjunction with the Agent Intellect,[74] being totally absorbed in it. This can happen to the rare individual while alive, though it is a temporary state of being then. Upon the demise of a body, however, the immaterial intellect of every one, however much or little developed, is enveloped within the one Agent Intellect. The contingent and material circumstances that brought the individual to recognize universal truths and which affected the particular composition of that person's soul do not endure, and the universal intelligibles acquired have no substance with which to remain other than the Agent Intellect, where they are always represented.

In conclusion, one may say that the psychology of the classical Muslim philosophers was torn between Aristotelian and Neoplatonic perspectives, with attempted syntheses that favored one perspective or another. The naturalism of Aristotle was frequently subverted in the quest for a knowledge of universal truths that promised eternal bliss, however philosophically difficult that concept proved to be.

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Regards,

PA/Chief Education
P&D Department






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